Regulatory Enforcement

Our Regulatory Enforcement team is a trusted advisor to leading companies, their boards of directors and senior executives on complex regulatory enforcement proceedings and investigations.

Meet the team
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We provide strategic guidance to corporate, financial service and private clients in relation to regulatory control, regulatory enforcement and general corporate compliance and regularly represent clients in interactions and negotiations with public bodies including the Central Bank, the Data Protection Commissioner, the Consumer Protection Commission, the Director of Corporate Enforcement, the Ombudsman, the Financial Services and Pensions Ombudsman, the National Treatment Purchase Fund and Local Authorities. Our Litigation and Dispute Resolution team also have extensive experience in representing and defending clients’ interests by way of Judicial Review and appeals of decisions made by public bodies.

Our team has a proven record of delivering expert legal and commercial advice in a speedy and efficient manner and have particular expertise in the following areas:

  • Inspections carried out by the Office of the Director of Corporate Enforcement.

  • Audits carried out by Revenue, Data Protection Commissioner and Companies Registration Office.

  • Appeals and dealings with the Ombudsman’s Office and the Financial Services Ombudsman’s Office.

  • Contractual negotiations with the National Treatment Purchase Fund.

  • Compliance with Irish and EU Competition Law.

  • Advice on administrative sanctions procedures adopted by the Central Bank of Ireland.

Key Contacts

An employer is free to terminate an employee’s employment for no reason during probation and, even where it relates to poor performance, the employer is not obliged to observe fair procedure but where the termination is for misconduct fair procedures must be observed.
Professional , attentive, competent and always looking out for what was best for us.
– John Mee, Sidero
Richard Martin is articulate without being slick and has the confidence to go off script, if not off-piste. He is frank and his answers appear considered rather than contrived. He is the sort of person you would trust to deliver bad news.
– Francesca Comyn, Legal Editor, The Currency
The Team at RDJ provide an exceptional service. They have a deep experience and understanding of the legal landscape
– The Legal 500 (2022)
very knowledgeable and proactive in their support
– Chambers Europe (2022)